FAQs

Find the Answers You Need for Your Advisory Journey

Have questions about our AI-powered platform, training programs, or how we can help you transform your advisory practice? Browse through our most common FAQs to get the clarity you need, or feel free to contact us for personalized guidance.

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Training Program FAQs

For New Advisors Entering the Industry

1. What does your training program include?

Our comprehensive training program covers industry fundamentals, compliance education, sales techniques, client management, AI platform mastery, and ongoing mentorship with experienced advisory professionals.

2. How long is the training program and can I start part-time?

The core program is 12 weeks with flexible scheduling options. You can complete training part-time while maintaining other commitments, with evening and weekend sessions available.

3. Do I need prior financial experience to join?

No prior experience required. Our program is designed to take complete beginners and transform them into successful registered investment advisors with comprehensive support every step of the way.

4. What certifications and licenses will I receive?

We guide you through obtaining your Series 65 license, provide ongoing continuing education credits, and offer our proprietary AI Platform Certificate upon program completion.

5. Do you provide mentorship and ongoing support?

Yes, each trainee is paired with an experienced mentor advisor and receives ongoing support through our alumni network, monthly coaching calls, and advanced training modules.

6. What's the cost of the training program?

We offer both hourly consulting and retainer-based pricing, depending on the nature of the engagement. All fees are discussed transparently before we begin.

7. Can I work with you remotely?

Yes! We offer virtual consultations and ongoing remote support, so you can access expert financial guidance from anywhere.

Going Independent FAQs

For Advisors Ready to Start Their Own Practice

1. What's included in your independence package?

Complete business setup including entity formation, compliance documentation, technology integration, marketing materials, lead generation systems, and ongoing operational support.

2. How quickly can I launch my independent practice?

Most advisors can launch within 2-4 weeks. We handle entity setup, regulatory filings, technology deployment, and marketing activation while you focus on client relationships.

3. Do you help with regulatory compliance and filings?

Absolutely. Our platform includes automated compliance monitoring, regulatory filing assistance, audit preparation tools, and dedicated compliance support to ensure you meet all requirements.

4. What technology and systems do I get?

Full access to our AI-powered platform including client management, portfolio tools, compliance monitoring, marketing automation, website builder, and mobile applications.

5. How do you help me acquire new clients?

Our growth acceleration suite includes automated lead generation funnels, digital marketing campaigns, referral systems, social media management, and proven client acquisition strategies.

6. What ongoing business support do you provide?

24/7 platform support, monthly business coaching, compliance updates, marketing resources, peer networking opportunities, and dedicated account management.

7. What are the costs for going independent?

Transparent monthly platform fees based on your practice size, with no hidden costs. All technology, compliance, and support services are included in your subscription.

Platform Switching FAQs

For Advisors Moving from Other Providers

1. How do you handle data migration from my current system?

We provide complete white-glove migration including client data transfer, document migration, portfolio transitions, and compliance record transfers with zero data loss or downtime.

2. What makes Finex360 different from my current provider?

Our AI-powered automation eliminates manual tasks, our compliance tools prevent issues before they occur, and our growth acceleration suite actively helps you acquire new clients - not just manage existing ones.

3. How long does the switching process take?

Platform migration typically takes 1-2 weeks with our dedicated transition team handling all technical aspects while you maintain normal business operations throughout the process.

4. Will switching disrupt my client relationships?

No disruption to client service. We coordinate the transition to ensure seamless client communication, maintain all service levels, and often improve client experience with better technology.

5. What if I'm locked into a contract with my current provider?

We provide contract analysis and often help offset early termination fees when the long-term savings and improved capabilities justify the switch to our platform.

6. Do you provide training on your new systems?

Comprehensive onboarding includes personalized training, system walkthroughs, AI optimization setup, and ongoing education to ensure you maximize platform capabilities from day one.

7. How do your costs compare to my current provider?

Most advisors save 30-50% annually while gaining significantly more features, automation, and support. We provide detailed cost comparisons during your consultation.

Finex360

We are committed to helping you achieve financial success with expert guidance and tailored solutions. Let’s work together to build a secure and prosperous future. Contact us today to start your financial journey.

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