FAQs

Find the Answers You Need for Your Advisory Journey

Have questions about our AI-powered platform, training programs, or how we can help you transform your advisory practice? Browse through our most common FAQs to get the clarity you need, or feel free to contact us for personalized guidance.

Innovation.

Technology. Growth. Execellence.

Training Program FAQs

For New Advisors Entering the Industry

1. What does your training program include?

Our comprehensive training program covers industry fundamentals, compliance education, sales techniques, client management, AI platform mastery, and ongoing mentorship with our experienced team.

2. How long is the training program and can I start part-time?

The core program is 6 months with flexible scheduling options. You can complete training part-time while maintaining other commitments.

3. Do I need prior financial experience to join?

No prior experience required. Our program is designed for complete beginners with comprehensive support every step of the way.

4. What certifications and licenses will I receive?

We guide you through obtaining your Series 65 license.

5. What's the cost of the training program?

It depends how much training you need and will be discussed on a booked call.

Going Independent FAQs

For Advisors Ready to Start Their Own Practice

1. What's included in your independence package?

Complete business setup including entity formation, compliance documentation, technology integration, marketing materials, lead generation systems, and ongoing operational support.

2. How quickly can I launch my independent practice?

Most advisors can launch within 2-4 weeks. We handle entity setup, regulatory filings, technology deployment, and marketing activation while you focus on client relationships.

3. Do you help with regulatory compliance and filings?

Absolutely. Our platform includes automated compliance monitoring, regulatory filing assistance, audit preparation tools, and dedicated compliance support to ensure you meet all requirements.

4. What technology and systems do I get?

Full access to our AI-powered platform including client management, portfolio tools, compliance monitoring, marketing automation, website builder, and mobile applications.

5. How do you help me acquire new clients?

Our growth acceleration suite includes automated lead generation funnels, digital marketing campaigns, referral systems, social media management, and client acquisition strategies.

6. What ongoing business support do you provide?

We can provide platform support, monthly business coaching, compliance updates, marketing resources, peer networking opportunities, and dedicated account management.

7. What are the costs for going independent?

Transparent monthly platform fees based on your practice size, with no hidden costs. All technology, compliance, and support services are included in your subscription.

Platform Switching FAQs

For Advisors Moving from Other Providers

1. How do you handle data migration from my current system?

We provide complete white-glove migration including client data transfer, document migration, portfolio transitions, and compliance record transfers.

2. What makes Finex360 different from my current provider?

Our AI-powered automation eliminates manual tasks, our compliance tools help prevent issues before they occur, and our growth acceleration suite actively helps you acquire new clients - not just manage existing ones.

3. How long does the switching process take?

Platform migration typically takes 1-2 weeks with our dedicated transition team handling all technical aspects.

4. What if I'm locked into a contract with my current provider?

We can provide contract analysis and often help offset early termination fees when the long-term savings and improved capabilities justify the switch to our platform.

6. Do you provide training on your new systems?

Comprehensive onboarding includes personalized training, system walkthroughs, AI optimization setup, and ongoing education to help you maximize platform capabilities from day one.

We're committed to providing the tools, training, and support you need to build your independent advisory practice. Let's work together to develop your operational foundation. Contact us today to learn more about our platform and discuss whether it's right for your practice goals.

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